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We believe our teamwork approach adds a broader perspective to all we do and provides value to our clients.

We can help you address:

  • Creating a comprehensive Financial Plan
  • Investing principles and strategies
  • Retirement investing and distribution strategies
  • Estate conservation issues
  • Risk management

We also can answer your questions, including:

  • Can I afford to retire and maintain my standard of living? 
  • Are my investments working hard enough?
  • What’s the best approach for college savings?
  • What are the elements of a sound estate strategy?
  • Do I have enough life insurance for my family?

We have helped many people just like you with similar issues and concerns. We specialize in creating an approach that is designed to address your individual needs and goals.


Kathi M. Diorio, CFP®, CWS®

Registered Representative

(201) 642-4012

(201) 642-4011

Professional Qualifications Certified Financial Planner™ Professional, Certified Wealth Strategist™, BS, Financial Management, Clemson University 1985 Specialty Services Financial Counseling Retirement Planning...

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Noelle M. Smith

Registered Representative

(201) 642-4010

(201) 642-4011

Specialty Services Financial Counseling Retirement Planning Investments Access to Professional Portfolio Management through Legend Advisory Corporation Insurance Services Life & Long Term Care Insurance Annuities State Retirement Plans...

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